Saric
Saric
Antonija Saric
Josip Juraj Strossmayer University of Osijek,
Faculty of Food Technology Osijek, Kuhaceva 18, 31000 Osijek, Croatia
Email: [email protected]
DOI: 10.26417/ejser.v6i2.p242-255
Abstract
Interlanguage, defined as a dynamic language system created by the second
language learners, can be studied by observing how the language of the
learner develops over time. It is argued that interlanguage develops in a
regular, predictable way. The regularity of interlanguage development can be
confirmed by studying the order or the sequence of the acquisition of a certain
structure. The former is studied by choosing one of the grammatical
structures (i.e. plural-s), followed by collecting interlanguage samples to
determine how often a certain structure is used and finally ranking the
structure according to accuracy criteria. The latter deals with the detailed
investigation of a certain feature (i.e. interrogatives) to show the sequence of
stages through which a learner passes in his/her attempt to arrive at the
target language. By studying syntactic structures, such as negatives and
interrogatives, the regularities of the acquisition stages are most evident. The
regularities have been found across many languages, in particular, English and
German. To demonstrate that German language develops in a regular fashion,
Processability Theory was proposed stating that L2 learners can produce only
those L2 structures which they can process at any given point in time
emphasizing thus the fact that developmental stages cannot be skipped.
Furthermore, developmental patters can also be studied by applying
obligatory occasion, target-like or frequency analysis. Both obligatory
occasion and target-like analysis compare the learner's and the target
language, whereas frequency analysis lists various linguistic devices used by
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the learner to express a certain grammatical structure and then shows the
frequency of using a certain linguistic device.
Keywords: developmental patterns, order of acquisition, sequence of acquisition,
Processability Theory, frequency analysis, obligatory occasion analysis, target-like
analysis
Introduction
Interlanguage is a theoretical construct, empirically confirmed, created as a result of
a cognitive approach to languages where primary importance is given to the internal
cognitive processes of a learner, and his/her active contribution to the process of
learning which results in different learning strategies. Latent language structures
(Lenneberg, 1967) and latent psychological structures (Selinker, 1972), activated
when one attempts to learn a second language, determine the interlanguage path. In
the past, interlanguage was studied by analysing errors a learner makes at a certain
point in time. Since error analysis failed to provide a complete interlanguage picture,
because the focus was only on counting and detecting errors, a need to show the
development of interlanguage over time was recognized. As interlanguages show
deviances in a structured way, they are determined by the rules which can be
predicted in advance. The systematic nature of interlanguage can be thus studied by
following developmental patterns applying obligatory occasion, target-like,
frequency or emergence analysis. Emergence analysis, proposed by Pienemann
(1998), reveals that structures emerge in a predicted way and that developmental
stages cannot be skipped. It is therefore important to introduce teachers to the notion
of interlanguage due to the fact that they are then able to understand better the
process of learning, and the fact that the stages of acquisition cannot be skipped
through formal education. Instruction is thus only helpful if it focuses on structures
from the next stage.
Interlanguage research
Error analysis, one of the methods of studying interlanguage, was popular in the
1970s when the focus was on counting and classifying errors and the attempts were
made to correct them as it was believed that learners would make progress if they are
aware of their errors. Corder (1967) emphasized the importance of errors because
they show insight into the way of learning and acquiring the language and display
strategies a learner uses on his/her way of discovering the language. Although error
analysis received criticism, as it showed very static insight into the way a language is
acquired, errors are still taken into account when describing the learner’s
interlanguage. Common European Framework of Reference for Languages (CEFL)
still describes requirements for grammatical accuracy with a constant emphasis on
the number and a type of errors neglecting thus the development of grammar
(Pallotti, 2010). In order to move away from counting errors, Pienemann (1998)
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perspective has shown that individual ways of acquiring language are still not known
and their development might be missed if variability is ignored. The study of this kind
of variability is qualitative and can only be conducted over time on an individual basis.
Ortega (2014) states that variability studies that focused on the acquisition of
negation lack wider socio-linguistic level, proposed by Tarone and Liu (1995 in
Ortega, 2014), which includes variability originating from social interactions.
Developmental patterns in the interlanguage research
Since error analysis was abandoned due to the fact that interlanguage was observed
as a collection of errors, the need to study the whole process of creating interlanguage
at different stages of development was recognized. The conclusion that interlanguage
develops in a regular, predictable way was reached. The universal criteria that
researches have used in constituting evidence for developmental patterns are the
following (Ellis, 1994):
- The existence of developmental patterns can be determined by studying the
order of acquisition of different second language structures or by following
sequence of stages through which a learner passes on his/her way of
mastering the second language. When studying the order of acquisition, a
researcher determines grammatical structures that will be the object of the
research (i.e. auxiliary be, plural-s), then he/she collects samples of the
learner’s interlanguage to determine how often a specific structure is used by
different learners and finally structures are ranked according to accuracy
criteria. When observing sequence of stages, very often the so called U-
shaped behavior can be noticed. For instance, in the beginning, the learners
are unable to mark Past Simple of the verb to eat; then they start using correct
form of the verb to eat, i.e. ate. Afterwards, the learners overgeneralize the
rules for Past Simple Tense, i.e. the form eated is used and finally they go back
to the correct form of the Past Simple Tense of the aforementioned verb (Ellis,
1997).
- When describing transitional structures, a developmental stage is said to
consist of a period during which learners systematically use a particular form
or structure, even though it does not exclude the usage of other forms or
structures.
- The forms and structures used by learners at different time periods during
the process of second language acquisition can be ordered in a way that one
form or structure always precedes another.
- By acquiring some forms or structures of a target language earlier and some
later, learners progress step by step along an order or a sequence of
acquisition.
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all required contexts. Finally, level of accuracy of a specific form is determined. The
level is usually set at 80-90% considering the fact that not even native speakers are
able to provide all correct forms. According to Brown (1973), if a certain structure is
acquired, it will be a constant part of the learner’s interlanguage system, even at
higher developmental stages. Vainikka & Young-Scholten (1994, in Pallotti, 2007)
consider a certain structure acquired if it is correctly used in 60% of the cases, Ellis
(1988, in Pallotti, 2007) requires 75% accuracy, Andersen (1978, in Pallotti, 2007)
80%, and Dulay & Burt (1974) set the accuracy level at 90%. The problem which
emerges when using this method is that it takes no account of when the same form is
used in a non-obligatory context. For example, a learner overgeneralizes Past Simple
in the sentence I watched a good film yesterday and now I remembered all details from
the film because he/she uses Past Simple in both cases. A procedure called target-like
use analysis was proposed as a way of dealing with the overgeneralization and
incorrect usage of a certain form. Pica (1983) reached a conclusion that relevant
differences in the assessment of a learner’s ability depend on whether an obligatory
occasion or a target-like use analysis is employed. Both methods compare the
learner’s interlanguage with the target language. Bley-Vroman (1983) warned that it
may lead to comparative fallacy which could appear if the fact that learners form their
own rule systems in the process of acquiring second language is neglected. Selinker
(2014) talks about deep interlanguage semantics as a way of dealing with
comparative fallacy.1 Target-like use analysis cannot be used for the description of a
system that is created by the learners in the process of learning, since it only provides
information up to which level the learner’s interlanguage has come closer to the target
language. Another problem is the question of the target language norm that should
be followed as a basis for the comparison of the learner’s language. Norms also differ
according to different dialogues spoken in the target language community, and it is
difficult to determine if all the target language learners want to follow the standard
dialect.
One of the ways of overcoming these problems is to list various linguistic devices used
by the learners in order to express a specific grammatical structure (such as
questions) and then to calculate the frequency of usage of a specific device at different
points in the learners' development (Cazden et al, 1975, as cited in Ellis, 1994). This
method is called frequency analysis and it is very useful in disclosing vertical
variations in the interlanguage development. By applying this method it is possible
to show the prominence of different elements at different developmental stages.
Many of the above mentioned studies are longitudinal, i.e. the data are collected over
the period of a few months or years. On the other hand, there are cross-sectional
studies which are used to collect the data at a single point in time. The method often
applied in cross-sectional studies is implicational scaling which focuses on the
1
Selinker (2014) advocates the notion of searching for universal and idiosyncratic interlanguage logical propositions, explained within a
deep interlanguage semantics.
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changes in the learner’s interlanguage in order to find out which form different
learners have acquired and to arrange specific forms into a hierarchy (Decamp, 1971).
Processability Theory (PT)
For the analysis of the learner’s interlanguage, Pienemann (1998) uses emergence
analysis in order to describe the beginning in the process of the acquisition of a
specific structure in oral production. First, data are collected using oral interviews
with the interlocutor. In order to exclude formulae, Pienemann (1998) proposes
checking of lexical/grammatical variations (for example, usage of the same
morpheme with different words and the same word with different morphemes).
Interpretation of the collected data depends on acquisition criteria being used.
Pienemann (1998) states that accuracy criteria are arbitrary. Figure 1 shows
different developmental trajectories of specific grammatical structures, i.e. different
learners will use differently the same grammatical structure in an obligatory context.
Obviously, three different paths have different gradients. The order of acquisition can
thus be c>b>a using a 50% criterion or c>a>b using a 100% criterion. Pienenemann
(1998) therefore proposed the emergence criterion which is not arbitrary. The first
step of the emergence analysis is distributional analysis or qualitative representation
of different structures in a sample which keeps track of the frequency of tokens and
determines if a specific form is mapped onto specific structure. The second step is
separation of productive forms from formulae. Productivity is measured by the
number of tokens and the systematic use of lexical/morphological varieties of these
tokens. The third step of the emergence analysis is implicational scaling; each rule is
presented in the form of a developmental stage, that is, a rule formed later implies the
presence of the earlier acquired rules.
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language processor. Pienemann (1998) claims that English morphology and syntax
develop in six stages presented in Table 1.
Table 1. Developmental stages for English morphology and syntax (Pienemann,
2005b, p. 24)
Stage Processing Procedure L2 process Morphology Syntax
The elements presented in Table 1 form a hierarchy; the element of a lower stage is a
prerequisite for other elements of higher stages, making it impossible for the stages
to be skipped. Although the acquisition path can be predicted in advance, as it
includes developmental stages, there is a variable dimension which accounts for the
individual differences between two different developmental trajectories presented in
Figure 2. Two different developmental trajectories are based on developmental
stages (marked with the dotted horizontal lines), while the differences are observable
in different interlanguage varieties which are developed at each stage (marked with
vertical lines in Figure 2). It is important to note that for every process of learning
there is a limited number of variable solutions. During second language development,
the learner accumulates grammatical rules and their variations which help him/her
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to develop his/her own developmental path while at the same time adhering to the
general developmental order. In that way, two-dimensional space for the formation
of a certain hypothesis is defined within the PT. Both dimensions of this space are
constrained by the processing hierarchy which can be applied to any other language.
According to the PT, all the variable solutions used by the learner are located within
language processing, which means that the PT contains two dimensions: development
of processing capacity and individual variations chosen by the learner as a solution
for each stage. Those dimensions are shown in Figure 3.
Pienemann and Keßler (2012) point out the following important factors in their
explanation of the Processability Theory:
1
The stated model comes from biology and philosophy and it was formed by Wimsatt (1986, 1991 in Pienemann, 1998) with its application
to embryonic development of animals. Pienemann (1998) took it from biology and applied it to the development of language. The same
way that the early development of an embryo is very important, early decisions in acquiring language are equally important, considering
that they influence final development. It is very difficult, almost impossible, to change the development path after a decision has been
made.
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1
To confirm the predictions stated in the Steadiness Hypothesis, Pienemann (1998) tested the interlanguage of six subjects by using the
emergence criterion in morphology and syntax. All interlanguage patterns displayed perfect consistency for syntax, while the consistency
of 99.1% was proven for morphology. Consistency is very important because of the testing for levels of processing and variability within
grammatical principles. If the grammatical settings were to change depending on the situation, it would be impossible to test the predictions
set out in PT.
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are used by children and by second language learners. However, the claim that the
PT can explain the direction of language acquisition in children and adults leaves
many unanswered questions, primarily the following:
1) What is the basis for creating hypotheses in the first and the second language?
2) Which mechanisms affect the development of structures in the student’s
language?
These questions can be related to the point of view held by Clahsen and Meisel (1991,
in Pienemann, 1998), which says that first language learners create more effective
hypotheses than second language students and are more successful in controlling
them.
The following Tables (2 and 3) provide the complete overview of interlanguage
research based on Processability Theory.
Table 2. Overview of the interlanguage researches based on Processability Theory
from 1996 to 2004 (according to Pienemann, 2005b:61-65)
Researcher/Year Language Structure Results
Fetter (1996) English Morphosyntax Does not confirm PT as
there are a lot of patterns
missing in the implicational
scaling
Pienemann & Swedish Morphosyntax Confirmation of PT
Hakansson (1999)
Bartning (2000) French Morphology and Morphology is more
syntax systematic and develops in
a predictable way, unlike
syntax
Mansouri (2000, in Arabic Morphology and Confirmation of PT
Pienemann, 2005b) syntax
Devaele & French French adjectives PT is not suitable for this
Veronique (2001) in gender kind of research
assignment
Glahn et al (2001) Scandinavian Morphology Confirmation of PT
languages
Syntax
Hakansson, Salameh Swedish and Morphology Confirmation of PT
& Nettelblatt (2003) French
acquisition in
bilingual
children
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Pienemann (2005b) states that transfer from the first language is developmentally moderated, meaning that it will occur when the structure
to be transferred is processable withing the developing system of the second language.
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Table 3 shows that most of the structures are acquired according to the schedule
predicted by the PT, aside from the tests where the criteria are implicit1 (procedural)
and explicit2 (declarative) knowledge (Philipssson, 2007; Ellis, 2008). The tests that
measured implicit knowledge showed in both cases that the structures are acquired
according to implicational scaling elaborated in the PT, while the grammatical
assessment tests that measured explicit knowledge showed that acquisition does not
take place according to the predicted schedule. Research done by Dao (2007) also
does not confirm the PT because contrary to the PT, inflections emerge first in phrasal
and then in lexical contexts. Dyson’s (2009) research partly disproves the PT,
considering that stages 3 and 4 developed before morphology in syntax. Dyson uses
the fact that the properties of universal grammar encourage syntactic development in
stages, which is interacting with the morphological properties proposed in the PT, to
explain this. The application of the PT to the Arabic language did not answer the
question why students acquire different structures at a different pace if the structures
can be processed (Alhawary 2009, in Bonilla, 2012). Research by Charters, Dao, and
Jansen (2011) confirms the PT in the part concerning transfer from the first language,
which develops according to the developmentally moderated transfer hypothesis, but
it also shows certain deficiencies in the PT, considering that it is based on implicit
1
Ellis (2008) defines implicit knowledge as intuitive, procedural, systematic, receptive to changes, automatic, and therefore available for
fluid, unplanned use of language. It is not receptive to verbalization. It is considered that it can be learned only until the critical period
(puberty).
2
According to Ellis (2008) explicit knowledge is conscious, declarative, irregular, and inconsistent, and it can only be accessed through
controlled processing and planned use of language. It can be verbalised and in that case it includes technical metalanguage. It can be
learned at any age.
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assumptions which may not be valid for some first or second languages and because
of that they result in incorrect predictions. It is interesting that Medojević (2009)
worked on the application of the PT on the Serbian language, which is actually the
first time it was applied on any Slavic language. She applied the stated theory by
testing three teenagers who live in Australia and speak Serbian at home. Her research
confirmed the PT. Therefore, the stated theory can also be applied to the Serbian
Language.
As is evident from tables 2 and 3 it is possible to predict the second language path by
applying PT not only to English, but to other languages too.
Conclusion
By investigating developmental patterns, one can get a closer insight into the
development of the learner’s interlanguage. Since developmental stages can be
predicted in advance, a conclusion that interlanguage develops in a regular,
predictable way can be drawn. However, it is important to describe and determine
developmental stages in advance in order to adjust teaching to the learner’s present
developmental stage. It is therefore important to introduce the teachers to the notion
of interlanguage and developmental stages in order to observe the factors that hinder
or facilitate their learner’s progress applying an individualized approach to each
learner while at the same time observing the changes in the learner’s interlanguage
on his/her way of mastering the second language. Observing the developmental path
of the student’s interlanguage removes thus the focus from describing and counting
errors and makes us understand that errors are to be expected in the development of
the learner’s second language and that they are, in fact, indicators of progress, so
interlanguage should be viewed as the linguistic potential that needs to be
additionally explored and utilised in the future.
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