Maurice Hauriou S Theory of The Ins
Maurice Hauriou S Theory of The Ins
88
DOI: Cezary Węgliński
This text is licensed under a CC BY-NC-ND 4.0 International License.
Cezary Węgliński1
Warsaw University, Poland
1. Introduction
A closer look at historical disputes in the field of philosophy and theory of law can con
tribute to a better understanding of contemporary approaches to law and foster a reflex
ive revision of the concepts used in legal science. In this paper, I would like to focus
on the critical thought of Maurice Hauriou (1856–1929), a French theoretician of law
and author of the institutional theory of law. His works appear today as an eminent
and instructive example of the “laboratory of modernity” at the turn of the 19th and 20th
centuries marked by the emergence of the modern social sciences and positivism. His
concepts of state and law, a fruit of almost forty-years long research, seem also to be
an important illustration of scientific reflexivity as a continuous, imperfect, and self
-conscious work of critical observation of reality.
Hauriou was a professor of public law at the University of Toulouse. Fascinated
by disciplines such as biology, physics, psychology, and social sciences,3 he was himself
a researcher of a double socio-legal background. Yet, after some attempts of working
in the field of theoretical sociology in his early career,4 he decided to dedicate himself
to legal science. Today Hauriou is mostly renowned for his works in the field of public
law such as Précis de droit administrative (1892),5 Principes de droit public (1910),6 or
Précis de droit constitutionnel (1923)7 and is considered to be the father of the adminis
trative law science in France. His approach to legal science distinguished itself by a pur
posive and critical attempt to combine doctrinal jurisprudence with historical analysis
and sociology, the transposition of which to legal science remains a crucial element
1
ORCID number: 0000-0002-4950-9823. E-mail: [email protected]
2
This paper has been written as a result of the research project funded by the Polish Ministry of Science and Higher
Education within the framework of the “Diamond Grant” programme (project no. 0045/DIA/2018/47).
3
P. Arabeyre, J.-L. Halpérin (eds.), Dictionnaire des juristes français (XIIe–XXe siècle) [Eng. Dictionary of French
Lawyers (12th–20th century)], Paris 2007, pp. 516–519.
4
M. Hauriou, La science sociale traditionnelle [Eng. Traditional Social Science], in: M. Hauriou, Écrits sociologiques
[Eng. Sociological Writings], Paris 2008, pp. 1–432; M. Hauriou, Leçons sur le mouvement social [Eng. Lessons on
Social Movement], in: M. Hauriou, Écrits…, pp. I–VIII and 1–176.
5
M. Hauriou, Précis de droit administratif et de droit public [Eng. Textbook of Administrative and Public Law], Paris 2002.
6
M. Hauriou, Principes de droit public [Eng. Principles of Public Law], 1st edition [reprint], Paris 2010.
7
M. Hauriou, Précis de droit constitutionnel [Eng. Textbook of Constitutional Law], Paris 2015.
Maurice Hauriou’s Theory of the Institution: Legal Institutionalism and the Science of the State 89
8
L. Sfez, Essai sur la contribution du doyen Hauriou au droit administratif français [Eng. Essay on the Contribution of the
Dean Hauriou to the French Administrative Law], Paris 1966, p. 181ff; F. Auden, M. Millet, Préface. Maurice Hauriou
sociologue [Eng. Preface. Maurice Hauriou – Sociologist], in: M. Hauriou, Écrits..., p. LVI.
9
Cf. Ch. Jamin, Dix-neuf cent: crise et renouveau dans la culture juridique [Eng. 20th Century: Crisis and Renewal of the
Legal Culture], in: D. Alland, S. Rials (eds.), Dictionnaire de la culture juridique [Eng. Dictionary of Legal Culture],
Paris 2003, pp. 380–382.
10
M. Hauriou, Les facultés de droit et la sociologie [Eng. Faculties of Law and Social Science], in: M. Hauriou, Ecrits…, p. 5.
11
F. Auden, M. Millet, Préface..., p. VIII.
12
M. Hauriou, L’histoire externe du droit [Eng. External History of Law], Paris 1884, p. 5ff; J.-A. Mazères, Préface [Eng.
Preface], in: J. Schmitz, La théorie de l’institution du doyen Maurice Hauriou [Eng. The Theory of the Institution of Dean
Maurice Hauriou], Paris 2013, p. 11.
13
M. Hauriou, Les facultés..., p. 4.
14
O. Beaud, Doctrine [Eng. The Doctrine], in: D. Alland, S. Rials (eds.), Dictionnaire..., p. 386.
15
M. Millet, La doctrine juridique pendant la Guerre: à propos de Maurice Hauriou et de Léon Duguit [Eng. The Legal
Doctrine During the War: Notes on Maurice Hauriou and Léon Duguit], “Jus Politicum” 2016/15, http://juspoliticum.
com/article/La-doctrine-juridique-pendant-la-Guerre-a-propos-de-Maurice-Hauriou-et-de-Leon-Duguit-1087.html,
accessed on: 22 June 2022.
16
M. Loughlin, Droit politique [Eng. Political Law], “Jus” 2017/17, http://juspoliticum.com/article/Droit-politique-1129.
html, accessed on: 22 June 2022.
90 Cezary Węgliński
sociological empirism. His main scientific adversary in this context was Léon Duguit
(1859–1928), a professor of public law at the University of Bordeaux with whom he, in
the words of Marc Millet, “largely dominated the science of public law” under the Third
French Republic and determined future doctrines of public law in France.17 Duguit’s
theory was, as well, fundamentally opposed to normativism and based on the concept of
objective law (droit objectif) which can only be analysed through sociological, positivist
study of social practices, with an almost complete departure from positive law analysis.
Hauriou criticized Duguit’s theory by affirming that the application of social sciences in
law should not amount to complete abstraction, radical social determinism or absolute
reductionism subjecting the law to sociology. Instead, Hauriou intended to combine
subjectivism and objectivism in both ontological and epistemological assumptions of
his theory. This paper aims, in the vein of critical source analysis, to present Hauriou’s
theory as one of the most coherent and comprehensive examples of legal institution
alism. The paper will focus on the article La théorie de l’Institution et de la fondation.
Essai de vitalisme social (1925)18 in which Hauriou intended to present a final résumé of
his theory, the outlines of which had already been drawn in his previous texts such as
the Principes de droit public19 or Précis de droit constitutionnel.20 The core of the paper
focuses on the analysis of the criticism expressed by Hauriou in his theory towards
theoretical concepts and legal doctrines which were contemporary to him.
17
M. Millet, La doctrine...
18
M. Hauriou, La théorie de l’institution et de la fondation. Essai de vitalisme social [Eng. The Theory of the Institution and
the Foundation. Essay on Social Vitalism], in: M. Hauriou, Aux sources du droit. Le pouvoir, l’ordre et la liberté [Eng. At the
Sources of Law. Power, Order and Freedom], “Cahiers de la Nouvelle Journée” 1933/23, pp. 89–128 [reprint from 1925].
19
M. Hauriou, Principes de droit…, 1st edition.
20
M. Hauriou, Précis de droit constitutionnel...
21
M. Hauriou, La théorie…, p. 96.
22
M. Hauriou, La théorie…, pp. 96–97.
23
J.-A. Mazères, Réflexions sur une réédition: “les Principes de droit public” de Maurice Hauriou [Eng. Reflexions on
a Republication: Maurice Hauriou’s ‘Principles of Public Law’], “Jus Politicum” 2011/6, http://juspoliticum.com/article/
Reflexions-sur-une-reedition-les-Principes-de-droit-public-de-Maurice-Hauriou-370.html, accessed on: 22 June 2022.
Maurice Hauriou’s Theory of the Institution: Legal Institutionalism and the Science of the State 91
24
M. Hauriou, La théorie..., pp. 98–99.
25
M. Hauriou, La théorie..., p. 99.
26
E. Millard, Hauriou et la théorie de l’institution [Eng. Hauriou and the Theory of the Institution], “Droit et société”
1995/30–31, p. 395.
27
M. Hauriou, Principes de droit public [Eng. Principles of Public Law], 2nd edition, Paris 1916, p. 222.
28
J. Barroche, L’argument sociologique chez Maurice Hauriou [Eng. Sociological Argument in Maurice Hauriou’s Works],
in: Ch. Alonso, A. Duranthon, J. Schmitz (eds.), La pensée du doyen Hauriou à l’épreuve du temps: quel(s) héritage(s)?,
[Eng. The Thought of Dean Hauriou in the Test of Time: What Legacies?], Aix-en-Provence 2015, pp. 58–59; see also:
J.-A. Mazères, Réflexions...
92 Cezary Węgliński
The concept of the institution described above has several particularly important con
sequences for Hauriou’s approach to law. The most crucial is the thesis of legal pluralism
according to which legality is not an exclusive domain of the state but belongs to “mul
tiple institutions whose complex relations of power and balance compose the social
structure”.31 According to Hauriou, as indicated above, every social institution creates
its own legality which is independent from the established and recognized positive state
law. This legality is composed of two types of law: a droit statuaire regulating the organ
isation of a given social group, and droit disciplinaire addressed to their members as
individuals, which mediates institution’s action on the society by use of coercion.32 As
claimed by Eric Millard, Hauriou’s version of legal pluralism is quite radical and can be
even described as an “anarchic theory of law” as it blurs the traditional approach to law
by refusing the idea of legality as a monopoly of one social institution and questions
the state’s exclusive authority with regard to law.33 The latter is, however, relativised
only to some extent as Hauriou clearly underlined the difference between the state
and other institutions as a particular category of the “institution of the institutions”
(institution des institutions), with the idea of establishing a general legal order among
all of them.34 Nevertheless, this special, historically established position of the (nation)
state is, according to Hauriou, never to be considered immutable.
Secondly, apart from the pluralist thesis, the important claim of Hauriou on the
ontological nature of law is its secondary character with regard to institutions them
selves. As far as positive law acts are concerned, Hauriou conceives them as “institu
tion-things” which are, as indicated above, only mere products of institutions’ action
29
M. Loughlin, Droit politique...
30
P. Fauconnet, M. Mauss, Sociologie, in: la Grande Encyclopédie, Vol. 30, Paris 1901, pp. 165–175.
31
J.-A. Mazères, Réflexions...
32
D. Terré, Le pluralisme et le droit [Eng. Pluralism and Law], “Archives de la philosophie du droit” 2005/49, p. 76.
33
E. Millard, Pluralisme juridique [Eng. Legal Pluralism], speech at the conference Théorie du droit pour tous [Eng. Legal
Theory for Everyone], 13 January 2021, Université Paris-Nanterre.
34
M. Hauriou, Précis de droit administratif..., p. IX; J. Barroche, Maurice Hauriou, juriste catholique ou libéral? [Eng.
Maurice Hauriou, Catholic or Liberal Lawyer?], “Revue Française d’Histoire des Idées Politiques” 2008/2, p. 328.
Maurice Hauriou’s Theory of the Institution: Legal Institutionalism and the Science of the State 93
and they can never be equated with real, original social sources of legality as such.35
This social legality is, according to him, not “properly juridical”, but “primary moral or
intellectual”,36 often referred to under the term of “general principles of law”.37 These
principles have been expressed either in the form of customary law, declarations or bill
of rights which stipulate the most fundamental rules of the social order and constitute
a “supra-legality” (superlégalité).38 The application of this prima facie non-legal category
to legal practice may raise doubts. However, it is on the basis of this theory that Hauriou
coined the concept of the “block of legality” (bloc de légalité) which inspired the future
Louis Favoreu’s concept of the “bloc of constitutionality” (bloc de constitutionnalité)
incorporated in today’s French Constitutional Council case law.39 Such approach can
also be seen in the jurisprudence of many international courts, in particular that of the
Court of Justice of the EU and its use of the concept of the general principles of EU
law as an example of a socially recognized normativity “which is not exhausted in con
stitutional text”.40 This approach is, for the rest, quite similar to the Duguit’s concept
of social legality but differs importantly from it due to the assumption of an objective
existence of these principles, thus allowing some to qualify Hauriou’s institutionalism
as a peculiar version of the natural law theory. This assumption is, however, neutralised
by Hauriou’s concept of “established law” under which law is inherently of a customary
nature. Under his theory, the positive law is therefore to be regarded as “established”
and valid only if it has become a custom, regardless of its expression in written law
which is only a “provisional”, brute source of legality, even if it originates from some
representative organs of power.41
However, in order to precisely capture Hauriou’s concept of law, it must be under
lined that what he meant as customary was not that much a question of social form
of legality based on practice and repetitiveness (which would be similar to Duguit’s
theory), but rather of the legitimacy of the institutions which create the law. This is
linked to one of the most important concepts in Hauriou’s theory, namely that of the
“adherence” (adhésion) which was meant to replace the concept of a social contract.
According to Hauriou, the fallacy of contractualism consists in the fact that it presumes
the existence of an ideal, abstract contractual situation at the source of law. Such a concept
is, arguably, purely fictional, ahistorical, and reduces the basis of legitimacy of law
to an individual and isolated act of constitutional or electoral operation of founding.42
According to Hauriou, in fact, the legitimacy of power can hardly ever be associated
with a full consensual agreement and needs to be anchored in an institution which is
something durable. Its real nature can rather be described in terms of the above-men
tioned “adherence”, i.e., passive recognition and acceptance of the political and legal
order of a given institution (state) expressed through participation in procedures
35
M. Hauriou, Aux sources du droit…, pp. 96–97.
36
M. Hauriou, Aux sources du droit…, p. 117.
37
M. Loughlin, Droit politique...
38
See the concept of supralégalité constitutionnelle [Eng. Constitutional Supralegality], in: M. Hauriou, Précis de droit
constitutionnel..., p. 258.
39
A. Roblot-Troizier, Le Conseil constitutionnel et les sources du droit constitutionnel, “Jus Politicum” 2018/21, http://
juspoliticum.com/article/Le-Conseil-constitutionnel-et-les-sources-du-droit-constitutionnel-1261.html, accessed on:
22 June 2022.
40
T. Tridimas, Foreword, in: T. Konstadinides (ed.), The Rule of Law in the European Union: The Internal Dimension,
Oxford 2017, p. VI.
41
M. Hauriou, Principes de droit…, 2nd edition, p. XVIff.
42
M. Hauriou, Principes de droit…, 1st edition, pp. 204–205.
94 Cezary Węgliński
established by the latter. Yet, the laws which enjoy the highest level of social (explicit
or implicit) acceptance constitute what he called “the perfect law” (droit parfait), which
reflects a thesis of an inherent hierarchy of legal rules.43 Again, such concept may easily
be qualified as going counter the legal certainty and inoperative. Hauriou clarified,
however, that “adherence”, as a mark of legality, is not an “acceptance by the subjects
of the acts’ dominant force, because there can be a resistance against these acts, but
rather a consent to sustain the institution despite of the acts of its executive organs”,
which again neutralizes the radicality of Hauriou’s assumptions.44
43
M. Hauriou, Principes de droit…, 1st edition, p. 649.
44
M. Hauriou, Principes de droit…, 1st edition, p. 135 ; cit. after: J.-A. Mazères, Réflexions..., p. 14.
45
J.-A. Mazères, Réflexions...
46
See: J. Schmitz, La théorie..., p. 247ff.
47
E. Millard, Hauriou…, p. 390ff.
48
J. Jiang, Hauriou, hégélien malgré lui? [Eng. Hauriou, Hegelian in Spite of Himself?], in: Ch. Alonso, A. Duranthon,
J. Schmitz (eds.), La pensée du doyen Hauriou..., p. 115ff.
49
J. Schmitz, La théorie..., p. 61, p. 269ff.
50
J. Schmitz, La théorie..., p. 407.
Maurice Hauriou’s Theory of the Institution: Legal Institutionalism and the Science of the State 95
Hauriou’s theory of the institution with its critical approach to the very foundation and the
nature of law provides for numerous interesting observations on the concepts used in the
science of public law and the theory of the state. Although almost a hundred years have
now passed since the publication of Hauriou’s final work precising his theory, his claims
seem vividly up to date today, when the notions of the state, sovereignty or constitution
alism are being fundamentally challenged by ever increasing pluralism of legal orders.
reduced to the mere expression of the will of state authorities. That was, of course, dis
tinctly contrary to the assumptions of legal institutionalism presented above.58 Hauriou
reproached those statist theories for having oversimplified the concept of sovereignty
by qualifying it as essentially uniform and indivisible in the spirit of the “the sovereignty is
or is not” principle.59 Instead, Hauriou perceived sovereignty as being inherently divided
and appertaining to the society with its all inner corporative structures where any kind of
institution, state authorities included, are external to it and can never be considered fully
and exclusively sovereign. Such concept expressed a strong criticism against the doctrine
of national sovereignty inherited from the Enlightenment and the political theory of the
French revolution which, in Hauriou’s view, attributed sovereignty to a (mystical) elect
oral representation of the society, leading back to the idea of monopoly and centralization
of power which contradicts the very idea of individual liberty.60 Instead, in his theory
Hauriou questioned the very status of electoral power exercised by the people by under
lining that their opinion can never be equated with the general social adhesion to the insti
tution of the state and its actions and qualified it as “electoral will” (volonté électorale).61
From such perspective, Hauriou’s theory insisted more on the necessity to provide for
a representative system (régime représentatif) of an open and inclusive law-making process,
giving voice – institutionally – to a plurality of wills that are possible in a given society.62
As for the concept of sovereignty, Hauriou argued that the idea of political liberty
“implies that the nation, with consideration taken of all its objective particles, should have a share
in the sovereignty and that this sovereignty should be exercised not only by central government
bodies but also by minor bodies of the social organization down to every ordinary citizen”.63
58
M. La Torre, Constitutional and Legal Reasoning, Dordrecht 2007, pp. 17–20.
59
M. La Torre, Constitutional…, pp. 17–20.
60
M. Loughlin, Droit politique...
61
M. Hauriou, Précis de droit constitutionnel..., p. 553ff; B. Daugeron, De la volonté générale à l’opinion électorale:
réflexion sur l’électoralisation de la volonté collective [Eng. From the General Will to the Electoral Opinion. A Reflexion
on the Electoralisation of the Collective Will], “Jus Politicum” 2013/10, http://juspoliticum.com/article/De-la-volon
te-generale-a-l-opinion-electorale-reflexion-sur-l-electoralisation-de-la-volonte-collective-756.html, accessed on:
22 June 2022.
62
M. Hauriou, Principes de droit…, 2nd edition, p. 118.
63
M. Hauriou, Principes de droit…, 2nd edition, p. 608.
64
M. Hauriou, Principes de droit…, 1st edition, p. 424ff.
65
M. Loughlin, Droit politique…
66
As an expression of a “sovereignty of ideas” which manifest themselves though citizens’ individual representations
thereof.
67
O. Beaud, La puissance de l’État [Eng. The Power of the State], Paris 1994, p. 293.
Maurice Hauriou’s Theory of the Institution: Legal Institutionalism and the Science of the State 97
of the debates in constitutional law science on how democracy and liberal foundations
of constitutionalism can sometimes turn out to be mutually exclusive.68
3.2. The state and the separation of powers under Hauriou’s institutionalism
Interestingly, following his concept of the sovereignty, Hauriou was plainly opposed
to the idea that any kind of social institution or organ could claim absolute primacy, or
even the electoral body of all citizens gathered in constitutional assemblies, usually con-
sidered the highest instance of democratic power, should be conceived as constituted
political bodies which are separate from the society itself.69 This was, according to Hauriou,
natural and inevitable as no action can ever result directly from an unorganized mass of
individuals, but is always a domain of some (political) minoritarian milieu.70 This view on
democracy lies behind Hauriou’s concept of the separation of powers according to which
the power has to be exercised simultaneously by all the organs of the institution in order
to secure the pluralism of perspectives on socially important issues.71 By this Hauriou
aimed to criticize the classic Montesquieu’s concept as artificial and purely structuralist
and claimed that the core of separation of powers lies in the rule of balance and cooper
ation of powers and not in their separation from each other.72
The originality of the principle of separation of powers in Hauriou’s theory consists,
firstly, in the fact that it is based on the form of action and not on their function.73 This
flows from his observation that in order to allow for a representative system to be truly
established, no authority should be allowed to claim any (sovereign) monopoly of com
petence in a given field. Therefore, in his redefined version of the separation of powers,
Hauriou distinguished – according to the form in which their will is expressed – between
the deliberative power (pouvoir délibérant), i.e., discussing policies in general terms and
adopting resolutions; the executive power (pouvoir exécutif), i.e., acting in the form of
a decisions; and the electoral power (pouvoir de suffrage), i.e., acting in the form of
consent (assentiment) acceptance.74 Such definition of power echoes Hauriou’s concept
of legality as a process, where establishing law process is not exhausted in individual,
instant acts but consists of a complex process of cooperation between different social
instances.75 Moreover, Hauriou’s version of separation insisted on a balance including
also non-political powers, such as economical, religious, military and civil society forces
because, as he claimed, “the political organisation of the state is strictly linked to the
legal organisation of the nation to the extent that the state is constituted by the totality
of legal situation rather than governmental or administrative systems”.76 Last but not
least in this context, what might be easily missed by some less attentive readers, is that
68
K. Kaleta, Władza konstytuująca jako przedmiot badań nauk prawnych [Eng. Constituent Power as a Subject of Legal
Studies], “Filozofia Publiczna i Edukacja Demokratyczna” 2018/1, p. 42.
69
M. Hauriou, Principes de droit…, 2nd edition, p. 649.
70
M. Hauriou, Principes de droit…, 2nd edition, p. 591.
71
On the contrary, the political system which does not ensure the primacy of the idea before the will of the rulers, yet
is socially recognized, would be qualified by Hauriou as a “factual government” (gouvernement de fait).
72
E. Millard, Hauriou…, p. 395ff.
73
Ph. de Lara, La découverte de l’administration chez Maurice Hauriou [Eng. The Discovery of the Administration in
Works of Maurice Hauriou], “Jus Politicum” 2011/6, http://juspoliticum.com/article/La-decouverte-de-l-administra
tion-chez-Maurice-Hauriou-372.html, accessed on: 22 June 2022.
74
M. Hauriou, Précis de droit constitutionnel…, p. 348ff.
75
Ph. de Lara, La découverte...
76
M. Hauriou, An Interpretation of the Principles of Public Law, “Harvard Law Review” 1918/6, pp. 813–821.
98 Cezary Węgliński
the judicial authority is not mentioned among Hauriou’s separated powers. This is
precisely because the institutional theory of law accords the judge a special status of
power exercised by an individual instance of a last-resort arbiter deciding on the balance
between the powers and forces present in the society.77 Following his strong criticism
towards legal subjectivism, Hauriou was favourable, in this context, to the judicial con
stitutional review of statutes, as clearly expressed in Précis de droit constitutionnel and
in his contribution to the debate on the Ratier case in 1924 concerning the annulment
of the statue on the investigatory powers of parliamentary commissions.78
Another interesting contribution of Hauriou’s theory to the science of public law is his
definition of the constitution and his perspective on constitutionalism, often referred
to as “constitutional realism”.79 Firstly, quite noteworthy, in opposition to legal pos
itivism and voluntarism, in particular to the seminal works of Sieyes’, Jean-Jacques
Rousseau and Raymond Carré de Malberg in this domain, Hauriou argued that con
stitution is not a perfect, positive legal act but a certain state of social order where legal
texts and practices only “make visible” some socially established fundamental principles
governing the functioning of public powers. The particularity of Hauriou’s concept
lies especially in the focus on the processual nature of constitutional law based on the
continuity of the foundation of public order based on continuous redefinition of the
balance between “conservative” and “revolutionary” forces in the society.80 The reality
of this continuity demonstrates a certain legality which is binding on all public institu
tions and powers. The radicality of Hauriou’s point in this matter lies in the fact that it
fundamentally questions the very basic concept of “original constituent power” (pouvoir
constituant originaire) by asserting that even the direct (positive) act of self-constitution
of the nation, usually considered to be unconditionally sovereign and unbound, never
operates in a legal void and has to obey to some pre-constitutional principles which are
historically observable.81
The most crucial element of Hauriou’s concept of constitutional law is the distinc
tion between what he called a “social constitution” (constitution sociale) and “political
constitution” (constitution politique) as his original version of the doctrine of supra-con
stitutionality (superlégalité constitutionnelle) which would not be strictly linked with the
idea of natural law. This distinction, according to Hauriou, is based on the idea of
duality of a legality anchored in customary, stable principles of law (that find their
expression in positive law act such as declarations of rights) based on the idea of indi
vidual liberty that legitimizes, guides and conditions a more concrete, yet passing and
changing legality of acts on the organisation of public institutions. This first legality
covers “all norms, be it of positive law or of sociological nature, that structure civil
77
M. Deguergue, Les standards et directives et le rôle du juge dans la protection des droits chez Maurice Hauriou [Eng.
Standards and Directives and the Role of the Judge in the Protection of Rights in Maurice Hauriou’s Works], in:
Ch. Alonso, A. Duranthon, J. Schmitz (eds.), La pensée du doyen Hauriou..., pp. 577–591.
78
See: C. Węgliński, Ciągłość konstytucyjna Republiki na tle przemian ustrojowych we Francji [Eng. Constitutional Con
tinuity of the Republic through Changes of Political Regimes in France], in. K.J. Kaleta, M. Nowak, K. Wyszkowski (eds.),
Konstytucyjne interregnum. Transformacje porządków prawnych [Eng. Constitutional Interregnum. Transformations of
Legal Orders], Warszawa 2019, p. 23.
79
Term coined by Olivier Beaud, cit. after: Ph. de Lara, La découverte...
80
Ph. de Lara, La découverte...
81
O. Beaud, Puissance de l’Etat..., p. 264.
Maurice Hauriou’s Theory of the Institution: Legal Institutionalism and the Science of the State 99
society and safeguard private autonomy”82 and which, according to Hauriou, are based
on the idea of precedence of liberty and equality which are “placed above all other
rights” and limit the power of political institutions.83 The idea of social and political
constitution establishes, therefore, a clear hierarchy between substantial rules, on the
one hand, and arrangement of power between public institutions on the other. Together
with the insistence on the processual and customary nature of the founding of the
public order, this idea of substantial constitutional law makes Hauriou one of the most
notable scholars advocating the concept of material constitutionalism.84 Nowadays such
approach to constitutional law becomes more and more popular, for instance in the
context of analysis of the EU legal order and the debate about its gradual constitu
tionalisation.85 Referring to Hauriou’s idea of supra-constitutionality discussed above,
the concept of social constitution also sets an interesting conceptualisation of legality
as continuity detached from political institutions as such (continuité de droit d’Etat),
by which Hauriou advocated for the continuous application of the Declaration of the
Rights of Man and of the Citizen from 1789 regardless of the lack of its incorpora
tion into the positive law of the Third French Republic, as well as for a limited scope
of the power of constitutional amendment, even in the case of a complete change
of constitutional regimes.86
The theory of the institution described above, although today barely known beyond the
French legal science, has played a noteworthy role in the history of legal thought in the
twentieth century. Hauriou’s work was, for instance, the main inspiration for the legal
pluralism of Santi Romano (1875–1947), the author of L’ordinamento giuridico, and, what
is particularly important, for Neil MacCormick and Ota Weinberger, the authors of the
neo-institutional theory of law which lies at the roots of the doctrines of constitutional
pluralism, largely debated today in the science of EU law.87 What also deserves a mention
is the influence of Hauriou’s institutionalism on the thought of Carl Schmitt and his
concept of the concrete order-thinking (Konkretes Ordnungsdenken) that has become
almost mythical, but, as it is often claimed, largely over-estimated.88 Despite similar,
material approach to constitutionalism, the observations of these two authors differ
significantly, especially as regards the status of liberal principles amongst the basic
principles of politics and the view on the instances of sovereignty.
Despite some reception and continuation of Hauriou’s thought in later works on
legal theory, it is not possible to identify institutionalism as a broader movement, of
82
N. Foulquier, Maurice Hauriou, constitutionnaliste (1856–1929) [Eng. Maurice Hauriou, Constitutionalist (1856–1929)],
“Jus Politicum” 2009/2, http://juspoliticum.com/article/Maurice-Hauriou-constitutionnaliste-1856–1929–75.html,
accessed on: 22 June 2022.
83
M. Hauriou, Précis de droit constitutionnel..., p. 638.
84
J.-A. Mazères, Réflexions...
85
D. Halberstam, Internal Legitimacy and Europe’s Piecemeal Constitution: Reflections on Van Gend at 50, in: Court
of Justice of the European Union, 50th Anniversary of the Judgment in Van Gend en Loos. Conference Proceedings,
Luxembourg 2013, p. 114 ; O. Beaud, Puissance de l’Etat..., p. 457ff.
86
See: M. Hauriou, Précis de droit constitutionnel..., pp. 258–259.
87
Nota bene in their book, the authors wrote a separate chapter on Hauriou’s theory; see: N. MacCormick, O. Wein
berger, An Institutional Theory of Law. New Approaches to Legal Positivism, Dordrecht 1986, p. 24ff.
88
Th. von Büren, Carl Schmitt, lecteur de Hauriou [Eng. Carl Schmitt, Hauriou’s Reader], in: Ch. Alonso, A. Duranthon,
J. Schmitz (eds.), La pensée du doyen Hauriou..., p. 195.
100 Cezary Węgliński
which Hauriou would be the founder. As claimed by Aristide Tanzi, the institutional
turn in legal theory cannot be easily qualified as a theoretical movement due to lack
of a common definition of the institution and a variety of approaches. Even if some
common ontological and epistemological assumptions exist within all theories called
institutionalist, this movement remained strongly heterogenic and can be quite close
to or even mistaken with theories such as legal positivism, legal realism, natural law
concepts or sociology of law.89 Its classification was attempted by Giuseppe Lorini
who proposed to make a distinction between three groups of institutional theories,
i.e. Hauriou’s and Romano’s institutionalism, institutism (more focused on institution
as mental representations), and neo-institutionalism developed by MacCormick and
Weinberger, focusing on the analysis of so-called institutional facts, considered a point
of reference for traditional normative analysis of law.90
The continuity of those three types of institutionalism suggests that Hauriou’s theory
can, nevertheless, still be of an accuracy and relevance in the contemporary legal
science. The institutionalism has inter alia many common points with Ronald Dworkin’s
theory of the Hercules, the Rousseau’s concept of continuous democracy or Pierre
Rosanvallon’s reflexive democracy.91 It seems, moreover, that Hauriou’s theory can
be considered also an actual prefiguration of the contemporary concept of societal
constitutionalism of Dario Sciulli, Gunther Teubner and Chris Thornhill, which shares,
inter alia, the institutional assumptions of the composed character of social, constitu
tional order, primacy of material over formal constitutions, focus on legal pluralism
and self-constitutionalising as well as diachronic perspective on the functioning of
institutions as living social beings, however, with a strong focus on the necessity for
deliberation and common procedures in the process of negotiation of the meaning of
socially important notions.92 In this context, Hauriou’s theory can find its current use
in the more and more popular tendency in the science of constitutional law to combine
sociological and theoretical approaches resulting from crisis of universalistic concept of
constitutionalism, the growing importance of the constitutions’ identity function accom
panied, on the other side, by increasing constitutional pluralism and globalisation of
legal orders.93
5. Closing remarks
Hauriou’s institutional theory of state and law is rather complex in its assumptions and
may thus cause some interpretative difficulties. As previously mentioned, starting from
his first sociological texts such as La science sociale traditonnelle (1896), through his first
outline of general public law theory in Principes de droit public (1910) to the paper from
1925, his works completed his theory with further observations or new inspirations and,
89
A. Tanzi, Cosa resta dell’istituzionalismo giuridico [Eng. What is Left from Legal Institutionalism], Padova 2004, https://
lircocervo.it/?p=249&page=4, p. 2, accessed on: 22 June 2022.
90
The institutionalism, according to Tanzi, includes also Hauriou’s disciples such as Georges Renard (1876–1943),
Joseph Delos (1891–1974), Georges Gurvitch (1894–1965) and Romano’s continuers: Cesarini Sforza (1886–1965)
and Constatino Mortati (1891–1985); A. Tanzi, Cosa resta dell’istituzionalismo…, p. 2.
91
A. Barut, Prawo jako wyraz „idei kierującej”. Koncepcja Maurice’a Hauriou i jej aktualność [Eng. Law as an Expression
of the “Guiding Idea”. Maurice Hauriou’s Concept and its Relevance], “Prawo i Więź” 2020/44, p. 371.
92
Cf. K. Muszyński, P. Skuczyński, Rozwój i kryzys konstytucji społecznej. Przypadek samorządów zawodowych [Eng. The
Development and Crisis of the Social Constitution. The Case of Professional Self-Governments], Warszawa 2020, p. 4ff.
93
P. Blokker, Ch. Thornhill, Sociological Constitutionalism. An Introduction, in: P. Blokker, Ch. Thornhill (eds.),
Sociological Constitutionalism, Cambridge 2017, pp. 7–20; cit. after: K. Muszyński, P. Skuczyński, Rozwój…, p. 20.
Maurice Hauriou’s Theory of the Institution: Legal Institutionalism and the Science of the State 101
thus, constantly improved it. In the words of Jean-Arnaud Mazères, the theory of the
institution is therefore “a fruit of a long ripening”94 and, as such, is full of contexts and
references, accumulated over almost forty years, between which the theory of institu
tions “oscillates”.95 As claimed by Mazères, Hauriou’s thought is also, by its very nature,
difficult to reconcile with the traditional, doctrinal legal science as, according to him,
“the doctrine of law is mistrustful towards the philosophy that only blurs legal way of
thinking, complicates it and weakens its power”.96 Major qualms may be raised as to the
extent to which Hauriou’s institutionalism can provide for definite answers to resolve
legal problems, as it goes in the opposite direction than that of the majoritarian legal
doctrine associated with strict positivism, technicity and specialisation of law.97
Notwithstanding the above, the ongoing development of law which undermines
self-sufficient and autonomous character of national legal orders more and more often
calls into question the firm status of strict positivism as the operative legal methodology.
With regard to this, Hauriou’s theory was an explicit attempt to capture legal phenom
ena in their complex relations which we witness nowadays. And even if it were to be
true that the mere conclusion on complexity does not resolve any dilemma on legal
philosophy,98 as Julia Schmitz rightly points out, the uniqueness of Hauriou’s thought
lies in this very endeavour to tackle the multifacetedness of law99 as such institutional
theories still present an interesting perspective on the dichotomy between normativity
and facticity of law.100 In this vein, Hauriou’s works, much forgotten in today’s legal
discourse beyond France, could, in my opinion, be read anew today, especially in con
nection with the debates on reflexivity in law, as well as on theoretical misconceptions
of today’s doctrines of constitutional pluralism and as a support to the idea of societal
and multi-level constitutionalism with a view of an organised interdependence of legal
orders.
Abstract: The aim of this paper aims is to reconstruct the original context, the characteristics
and the main assumptions of Maurice Hauriou’s theory of the institution as one of the most
coherent and comprehensive examples of legal institutionalism. By means of critical source
analysis, the paper presents the basic elements of the notion of the institution together with
its ontological and epistemological assumptions concerning both the very concept of law and
legal methodology. The second part of the paper presents the critical approach expressed in
Hauriou’s theory towards some core concepts of public and constitutional law by opposition
94
J.-A. Mazères, La théorie de l’institution de Maurice Hauriou ou l’oscillation entre l’instituant et l’institué [Eng. Mau-
rice Hauriou’s Theory of the Institution or Oscillation between the Instituing and the Instituted], in: J. Mourgeon (ed.),
Pouvoir et liberté: études offertes à Jacques Mourgeon [Eng. Power and Freedom. Texts offered to Jacques Mourgeon],
Brussels 1998, p. 239.
95
J. Schmitz, La théorie de l’institution…, p. 59.
96
J.-A. Mazères, Le vitalisme social de Maurice Hauriou (ou le sous-titre oublié) [Eng. Maurice Hauriou’s Social Vitalism
(or the Forgotten Subheading)], in : Ch. Alonso, A. Duranthon, J. Schmitz (eds.), La pensée du doyen Hauriou..., p. 230.
97
J.-A. Mazères, Réflexions...
98
T. Gizbert-Studnicki, Ujęcie instytucjonalne w teorii prawa [Eng. Institutional Perspective in Legal Theory], in:
J. Stelmach (ed.), Studia z filozofii prawa [Eng. Studies on Legal Philosophy], Vol. 1, Kraków 2001, p. 123ff.
99
J. Schmitz, La doctrine juridique face à la complexité, in: Ch. Alonso, A. Duranthon, J. Schmitz (eds.), La pensée du
doyen Hauriou..., p. 239.
100
T. Gizbert-Studnicki, Ujęcie instytucjonalne…, p. 134.
102 Cezary Węgliński