Document 6
Document 6
Authors: There is a current trend in endurance sports to move athletes towards a low-carbohydrate
Thomas R. Wood1
diet or use periods of low carbohydrate consumption to increase both health and
Christopher Kelly2
performance. As a result, a market is developing for sports supplements to provide
Affiliations: nutritional support during training and racing for athletes who follow a low-carbohydrate
1
Division of Neonatology, lifestyle. PHAT FIBRE (PF) is a powdered sports supplement that includes medium-chain
Department of Pediatrics,
University of Washington, triglycerides suspended in a digestion-resistant carbohydrate and is tailored to the needs of
United Sates low-carb athletes. Eleven healthy participants were administered 25 g of PF after an
overnight fast. After 30 minutes, median blood glucose increased by 6 mg/dl from 94 mg/dl
Nourish Balance Thrive,
2
to 100 mg/dl ( p = 0.002). At the same time points, median blood beta-hydroxybutyrate
United Sates
(BHB) increased from 0.3 mmol/L to 0.5 mmol/L. The increase in BHB was significant
Corresponding author: ( p = 0.02) after excluding one outlier who had elevated levels of fasting BHB. Insulin levels
Thomas Wood, did not change significantly at any point during the study. In a single participant, a revised
thomasragnarwood@gmail.
com formulation of PF (PFv2) produced a 0.6 mmol/L increase in BHB with no effect on blood
glucose. These data suggest that PF can provide a source of energy for the low-carb athlete
Dates: by supporting ketone production without negatively impacting insulin or blood glucose
Received: 14 Nov. 2016
Accepted: 15 Dec. 2016
levels.
Published: 31 Mar. 2017
Anecdotally, the GI effects of MCTs can be reduced when 10 ketone strips to measure blood levels of BHB. A Meridian
they are provided as a powder. However, most commercially Valley Glucose Tolerance Insulin Response (Blood Spot)
available MCT-based powders include high glycaemic index measurement kit (#8069, Meridian Valley Lab, Tukwila,
carbohydrates (i.e. maltodextrin or highly branched cyclic WA) was also included, as was a 25 g pre-weighed pouch of
dextrin),9,14 emulsifiers or caseinate salts. All of these have PHAT FIBRE (PF) (Nourish Balance Thrive, Redding, CA).
potential downsides: (1) high glycaemic index carbohydrates PF is a newly-developed proprietary sports supplement
may increase the insulin response and suppress endogenous powder consisting of MCT oil suspended in digestion-
lipolysis,15 (2) emulsifiers can negatively affect GI health16,17,18 resistant maltodextrin. To minimise the likelihood of
and (3) dairy constituents such as casein are common food adverse reactions to PF, it is packaged in a gluten-free,
allergens.19 dairy-free and peanut-free facility. A 25 g serving of PF
contains 9.4 g carbohydrate (0.2 g sugars, 8.8 g fibre) and
Here, we report on an open-label pilot trial examining the 15.2 g fat. The MCT oil-derived fat consisted of C6:0 (caproic
glucose, insulin and BHB responses to an MCT-based acid, up to 20%), C8:0 (caprylic acid, minimum 50%) and
sports supplement powder using a digestion-resistant C10:0 (capric acid, minimum 30%).
carbohydrate as the sole powder component. The goal is to
develop a powdered MCT source that overcomes the After an overnight fast of at least 8 h (but not more than 16 h),
potential downsides of products currently available on the participants were instructed to follow the manufacturer’s
market. instructions for the Meridian Valley Kraft Assay, using 25 g
of PF dissolved in 250–300 ml of water instead of the 100 g
Methods of dextrose normally used for this test (not included in
the study kit). This assay measures insulin and glucose
Study participants responses over 4 h, determining levels from blood spots on
Healthy participants (n = 11; two women, nine men) were filter paper using enzymatic (glucose) and immuno (insulin)
recruited via email and social media. Full demographic data assays. For this study, blood spots were taken on filter paper
are listed in Table 1. Four of the participants (three men, 1 at baseline, as well as 30 min, 1 h, 2 h, 3 h and 4 h after
women) were elite-level or professional athletes. Median consuming 25 g of PF. Participants were advised to avoid
(range) age was 40 (24–46) years. All of the participants had strenuous exercise and any other caloric intake during the
previous experience with a low-carbohydrate diet or with study period. At each time point, participants also measured
supplements that can boost blood ketone production (MCT and documented their own blood BHB measurements using
oil or exogenous ketones). None of the participants had a the Precision Xtra meter.
history of disease that would interfere with metabolic
responses to a calorie load. All participants performed their Throughout the study, as well as the following day,
own measurements at home according to the study protocol subjective data were collected on satiety, cognitive function,
and gave signed consent for their data to be published in the alertness and GI symptoms, using questions that were
scientific literature. answered on an analogue scale ranging from 1 (not at all) to
5 (very much). A sample of the questions from the study
Experimental protocol protocol is provided in Figure 1. An online pro forma
was provided for each time point to allow data (BHB
Participants received the experimental protocol and a kit
levels, activities over the preceding hour and subjective
containing the study materials through the mail. An
measures) to be collected from the participants in real time.
electronic study protocol was also provided via email. The
An electronic timestamp was automatically recorded
study kit included a Precision Xtra handheld glucose and
when pro formas were submitted to ensure that each
ketone meter (Abbott Diabetes Care Inc., Almeda, CA) with
measurement and the associated data were collected and
recorded in line with the study protocol. Demographic
TABLE 1: Participant demographics.
Participant no. Sex Age Height (cm) Weight (kg) BMI (kg/m2) data, blood BHB levels and subjective data were then
1 M 34 189.0 81.8 22.9 collected directly from the online pro formas. After
2 F 25 171.0 61.0 20.9 allowing the blood spots to dry overnight, participants
3 M 45 170.2 65.9 22.7 shipped their filter papers to Meridian Valley Lab for
4 M 40 175.3 72.7 22.5 glucose and insulin measurements, according to the
5 M 46 185.4 71.8 20.9 manufacturer’s instructions.
6 M 41 180.3 73.5 22.6
7 M 42 160.0 61.4 24.0
8 M 29 182.0 79.0 23.8 Blood glucose measurements
9 M 43 190.5 88.6 24.4
Once blood spot data had been collected, it became apparent
10 M 34 190.5 106.8 29.4
11 F 24 162.6 43.2 16.3
that blood glucose measurements taken from the filter paper
Source: Authors’ own work
were lower than expected, with a median (range) fasting
BMI, Body Mass Index; M, male; F, female. glucose measurement of 70 mg/dl (49 mg/dl–88 mg/dl)
5 a 5 b 20 * a
Saety score
4 4
3 3 15
2 2 10
1 1
5
mg/dl)
1 2 3 4 1 2 3 4
Time (hours) Time (hours) 0
0 30 60
5 c 5 d -5 Time (minutes)
Alertness score
4 4
Focus score
-10
3 3
2 2 -15
1 1 140 b
*
1 2 3 4 1 2 3 4
Time (hours) Time (hours)
250
Handheld glucometer glucose (mg/dl)
60
200 0 0.5 1 2 3 4
Time (hours)
15 a 1.2 a
1.0
#
0.8
0.6
5
0.4
0.2
0 0.0
0 30 60 0 30 60
Time (hours) Time (minutes)
15 b * b
1.5
#
10
Insulin (µU/ml)
0.5
0
0 0.5 1 2 3 4
Time (hours) 0.0
0 0.5 1 2 3 4
Source: Authors’ own work
Time (hours)
FIGURE 5: Insulin responses to PF. (a) Individual insulin changes (from baseline)
at 30 min and 60 min. The magnitude of insulin change at 30 min ranged from Source: Authors’ own work
-2.5 µU/ml to +11.0 µU/ml. (b) Scatter plot (line at median) of insulin levels at
baseline (fasting) and across the 4-h study period. Median (95% CI) insulin after FIGURE 6: Beta-hydroxybutyrate responses to PF. (a) Individual BHB changes
30 min had increased from 2.1 µU/ml (1.0 µU/ml–7.6 µU/ml) to 6.7 µU/ml (from baseline) at 30 min and 60 min. The magnitude of BHB change at 30 min
(1.0 µU/ml–8.9 µU/ml). However, this change was not significantly different ranged from -0.2 mmol/L to +0.6 mmol/L. (b) Scatter plot (line at median) of
(Wilcoxon signed rank test, p = 0.2). insulin levels at baseline (fasting) and across the 4-h study period. Median (95%
CI) BHB after 30 min had increased from 0.3 mmol/L (0.2 mmol/L–0.5 mmol/L)
to 0.5 mmol/L (0.2 mmol/L–0.8 mmol/L). At 4 h, median BHB was 0.45 mM (0.4
mM–0.6 mM). #Indicates significantly increased BHB ( p = 0.02) at 30 min
Glucose and beta-hydroxybutyrate responses compared to baseline, after exclusion of a single outlier (indicated by open grey
to PFv2 circles in a). *Indicates whole-group significant increase in BHB at 3h and 4 h
compared to baseline ( p = 0.3 and p = 0.002, respectively).
In a single participant (#4), 25 g of PFv2 did not elevate blood
glucose from a baseline of 88 mg/dl. This is in contrast to a well other high-profile medical doctors such as Timothy
large 25 mg/dl glucose response seen in this participant after
Noakes and Philip Maffetone.1,22,23 As such, there is increasing
25 g of PFv1, from a baseline of 89 mg/dl to 114 mg/dl at 30
interest in supplements that can be used to fuel prolonged
min (Figure 7a). A greater BHB response was seen with PFv2
endurance efforts without large increases in blood glucose
compared to PFv1, increasing from 0.2 mM at baseline to 0.7
and insulin that would suppress endogenous fatty acid
mM after 30 min, reaching a peak of 0.8 mM at 2 h and
oxidation. Here, we show that 25 g of a powdered MCT oil-
remaining above 0.5 mM for the whole study period
based sport supplement (PF) in resting healthy participants
(Figure 7b).
can significantly increase blood BHB levels with a less than
10% increase in blood glucose and without significantly
Discussion affecting insulin levels. In a single participant, further
In the field of endurance sports, the nutritional approaches development of the product resulted in even greater increases
used to optimally fuel performance are undergoing a in BHB with no change in blood glucose.
paradigm shift. In dramatic opposition to the high-
carbohydrate diets and frequent ‘carb-loading’ strategies During prolonged endurance exercise, especially events of
previously used by endurance athletes, many elite long- moderate intensity (i.e. up to ≈50% of VO2Max), aerobic fat
distance runners, triathletes and cyclists are now employing metabolism provides at least 50% of total energy expenditure
regular carbohydrate restriction, including during races, to (TEE).24 The energy contribution from fat oxidation then
improve performance.8,20,21 This approach was largely decreases dramatically as intensity increases above 60% of
pioneered by the work of Jeff Volek and Stephen Phinney, as VO2Max. However, extended periods of low-carbohydrate
120 PFv1 a during the recovery period.21 Other than the signalling effects
PFv2 of lower carbohydrate availability during exercise, the anti-
inflammatory and epigenetic (via histone deacetylase
110
inhibition) effects of elevated ketone bodies such as BHB
after carbohydrate restriction may provide other beneficial
Glucose (mg/dl)
0.8
mg/dl to +16.0 mg/dl. This may be due to differences in
glycogen levels and insulin sensitivity after an overnight fast,
0.6 or occur as a result of differences in genetics and the gut
microbiota affecting metabolic responses to carbohydrate.29
0.4 Additionally, one participant (#3) reported drinking black
coffee during the second hour of the study. Caffeinated coffee
0.2
has been shown to acutely increase blood glucose,30 and this
participant also had the highest blood glucose levels at both
2 h (106 mg/dl) and 3 h (103 mg/dl).
0.0
0 1 2 3 4
Time (hours) Although PF was originally intended to not include a
significant source of glucose, a small glycaemic load may
Source: Authors’ own work
actually be of benefit to the low-carb endurance athlete if
FIGURE 7: Glucose and BHB responses to PFv2. (a) In participant #4, who had
displayed the greatest blood glucose response to PFv1, 25 g of PFv2 did not provided before or during exercise. One major use of glucose
elevate blood glucose from a baseline of 88 mg/dl. (b) A greater BHB response during exercise in athletes consuming a low-carbohydrate
was seen with PFv2 compared to PFv1. After 25 g of PFv2, BHB increased by 0.5
mmol/L from 0.2 mmol/L at baseline to 0.7 mmol/L after 30 min, reached a peak diet is the regeneration of oxaloacetate (OAA) in the
of 0.8 mmol/L at 2 h and remained above 0.5 mmol/L for the whole study mitochondrial Kreb’s cycle, a process known as anapleurosis.
period.
This occurs when mitochondrial acetyl-CoA accumulates,
which increases the activity of pyruvate carboxylase.
keto-adaptation in endurance athletes have recently been
Pyruvate carboxylase diverts pyruvate from glycolysis to the
shown to result in the capacity to perform peak fat oxidation
production of OAA that can bind with acetyl-CoA to form
at over 80% of VO2Max.8 In the same study, aerobic fat
citrate as the ‘first step’ of the Kreb’s cycle. In the low-carb
metabolism provided an average 88% of TEE during a 180-
athlete, mitochondrial acetyl-CoA may accumulate in the
min treadmill run at 65% of VO2Max in a group of 10 elite skeletal muscle due to increased lipolysis and beta-oxidation
ultra-marathoners and ironman distance triathletes of fatty acids, or as the result of increased ketone availability
habituated on a low-carbohydrate diet (< 10% of calories (transesterification and cleavage of acetoacetate to two
from carbohydrate).8 The keto-adapted athletes displayed molecules of acetyl-CoA). To help drive aerobic production
greater ketone and glycerol levels during prolonged exercise of ATP, this acetyl-CoA must then bind to OAA. Adequate
compared to athletes eating a carbohydrate-based diet, production of OAA is therefore a rate-limiting aspect of the
despite similar circulating levels of insulin and glucose.8 ability to use fatty acids and ketone bodies as fuel during
The increase in capacity to metabolise fat at higher intensities exercise. This is thought to be the reason why exogenous
is therefore likely to be due to metabolic changes such as ketones (given as a ketone ester) have a greater performance-
upregulation of pathways involved in aerobic fatty acid boosting effect when given with a source of glucose (Clarke
metabolism, as well as selective changes in tissue insulin K 2016, personal communication, October 13).13
sensitivity. Restricting carbohydrates may also result in
greater glycogen depletion, increasing AMPK activation and As fat-adapted athletes do not appear to spare glycogen
promoting pathways associated with mitochondrial during exercise despite the majority of TEE coming from
biogenesis.21,25 However, other data suggest that endurance fatty acids, and exogenous ketone sources have a greater
exercise itself is the largest stimulus for mitochondrial benefit when given with a source of carbohydrate, glucose
biogenesis regardless of carbohydrate timing26 and that the availability in the muscle (either from glycogen stores or
signalling benefits of training in a carbohydrate-restricted from an exogenous source) still has the potential to be a rate-
state may be enhanced by consuming a carbohydrate source limiting factor to performance in the low-carb athlete.
One other product, a hydrothermally processed corn starch results in greater ketone production and a smaller glycaemic
(UCAN superstarch), has been specifically marketed to effect would be beneficial. This was the reason behind the
athletes eating a low-carbohydrate diet for this reason.9 As development of PFv2. In separate trials by one participant,
well as providing a low glycaemic index carbohydrate reducing the digestion-resistant maltodextrin content by 40%
source, similar to that used in UCAN, one potential benefit of and changing the MCT source to predominantly caprylic
PF is that that majority of calories come from MCTs, which acid (C8:0) doubled the maximal increase in BHB without
can boost endogenous ketone levels. In this manner, PF affecting blood glucose. This suggests that PFv2 would also
provides an anapleurotic substrate and ketone source be suitable as an MCT powder to support ketogenic diets
together. However, as with the blood glucose response, BHB where maintenance of lower blood glucose levels is
responses to PF were highly variable, ranging from -0.2 important, such as for certain cancers or neurological
mmol/L to +0.6 mmol/L after 30 min. Excluding the results diseases.34 MCT-based products may also be useful in
from one outlier (participant #8) who had a fasting BHB of 1.1 supporting the loss of excess adipose tissue, as MCTs have
mmol/L, PF resulted in a significant increase in BHB, with a been shown to both decrease appetite and increase diet-
median response of +0.2 mmol/L. As 25 g of PF contains induced thermogenesis.35,36,37 One significant benefit of the PF
around 15 g of MCTs, this increase in BHB is about as much formulation is that no participant reported any negative GI
as would be predicted.3 The data also suggest that there is a symptoms, which are the most frequently reported side
cut-off level of BHB somewhere between 0.5 mmol/L and 1.0 effects of MCT consumption.3 This supports the idea that
mmol/L where consuming PF will either increase BHB (due MCTs are better tolerated when delivered as a powder.
to provision of MCTs as a source of ketones) or decrease BHB
(due to the provision of an anapleurotic substrate). However, This study does have some limitations. Firstly, this was a
other factors such as insulin sensitivity and glucose series of open-label pilot studies, and therefore, the
transporter activity will also be involved, as the individual participants were not blinded. While it is likely that the acute
BHB response was not correlated with concurrent changes in
metabolic effects were due to PF, the nature of the study may
glucose or insulin levels. The dynamics of the BHB response
have prevented the participants from openly reporting
to PF agrees with data from other studies, which show a
negative subjective side effects. Although generally
biphasic response after consuming MCTs. For instance, portal
considered to be the standard measure of blood ketone levels,
vein medium-chain fatty acid levels peak at 15 min and 75–90
using blood BHB to determine the ketogenic capacity of an
min after infusion of MCTs into the GI tract of pigs,31 and
intervention gives an incomplete picture. Absolute BHB
blood BHB levels peak around 30 min and 3 h after MCT
levels are a dynamic sum of ketone production (in the liver),
consumption in humans.32 This is the same pattern seen in
usage (in the peripheral tissues) and wastage (i.e. in the urine
this study. However, the BHB response to MCT consumption
and breath). Other factors such as the hepatic NAD+/NADH
also appears to be greater after a period of regular MCT
ratio will determine the relative abundances of BHB and
consumption.31 Different degrees of habitual MCT
acetoacetate (AcAc, which can also be decarboxylated to
consumption may therefore account for some of the
acetone),38 the latter of which is less routinely measured in
variability in BHB responses between participants. Although
the blood outside of the laboratory setting. Importantly, as
the early (30 min) BHB peak is likely to be solely due to PF,
the late (3–4 h) increase in BHB may also in part be due to a support increases for the use of performance-enhancing
prolonged period of fasting overnight followed by consuming supplements that increase ketone levels exogenously,39 it is
only around 150 kcal of energy, most of which was fat. worth noting that the pure elevation of blood BHB levels is
not the goal of supplementation – any additional ketone
To provide an optimal fuel source for low-carb or keto- bodies must also be readily available as an efficient metabolic
adapted athletes during exercise, any supplement should substrate. In the case of supplements such as PF, the goal is to
have minimal effects on insulin levels, as endogenous provide a readily oxidisable calorie source that does not
lipolysis must still be allowed to contribute the majority of negatively affect the athlete’s underlying physiology. As
TEE. Consuming PF resulted in a small but non-significant ketones are actively transported into the exercising muscle to
increase in insulin after 30 min, with the response ranging support aerobic work,11 and the enzymes of ketolysis are
from -2.5 µU/ml to +11.0 µU/ml. The degree of insulin upregulated by endurance exercise,39 it is likely that PF can
response appeared to be associated with fasting insulin level, provide a calorie source to support longer endurance efforts
with minimal responses seen in those with a fasting insulin in the low-carb athlete without ever causing unnecessary
level above 5 µU/ml (but below 10 µU/ml). Aside from one deviations in blood glucose or BHB.
participant (#1), insulin remained below 10 µU/ml
throughout. This is the approximate level at which lipolysis Another potential limitation is the fact that a linear regression
is thought to be maximally suppressed in healthy had to be constructed to adjust the reported blood glucose
individuals.15,33 However, it is worth considering that glucose results, as the glucose levels from the blood spots were
and insulin levels both decrease during endurance exercise, spuriously low. A similar method has previously been used to
even when a high glycaemic index carbohydrate source is reduce the error in the delayed measurement of blood glucose
administered.9 Therefore, both insulin and glucose responses from filter paper,40 though there is an inherent error into this
to PF would be smaller if given during exercise. Despite this, approach, as the calibration was based on 18 data points from
there are a number of scenarios where a supplement that only two individuals. A number of studies have shown that
blood glucose levels on filter paper decrease over time and designed the study protocol, performed the statistical
with increasing temperature, though they are generally analysis, and drafted and revised the manuscript.
thought to remain stable for up to seven days at room
temperature.41,42 Time and conditions could therefore have References
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