Assignment on Res Judicata
Assignment on Res Judicata
The concept of res judicata has evolved from the English Common Law
System. The Common Law system has been derived from the overriding
concept of judicial consistency. Res judicata took its place first in the Code of
Civil Procedure from Common Law and then into the Indian Legal System. If
either of the parties in a case approaches the same court for the judgment of
the same issue then the suit will be struck by the doctrine of res judicata. Res
judicata plays a role in administrative law as well. It helps to administer how
efficiently the Judiciary works and disposes of the case. The doctrine of res
judicata becomes applicable where there is more than one petition filed in
the same or in some other court of India with the same parties and same
facts. The parties involved in a case may file the same suit again just to
harass the reputation of the opposite party and may do to get compensation
twice. So to prevent such overloads and extra cases, the doctrine of res
judicata plays a major role and importance in the Code of Civil Procedure.
Earlier res judicata was termed as Purva Nyaya or former judgment by the
Hindu lawyers and Muslim jurists according to ancient Hindu Law. The
countries of the Commonwealth and the European Continent have accepted
that once the matter has been brought to trial once, it must not be tried
again. The principle of res judicata is originated from the Seventh
Amendment to the U.S. Constitution. It addresses the finality of judgments in
a civil jury trial. Once a court has rendered a verdict in a civil trial, it cannot
be changed by another court except there are very specific conditions.
In simpler words, the thing has been judged by the court, the issue before a
court has already been decided by another court and between the same
parties. Hence, the court will dismiss the case as it has been decided by
another court. Res judicata applies to both civil and criminal legal systems.
No suit which has been directly or indirectly tried in a former suit can be tried
again.
The scope has been decided in the case of Gulam Abbas v. State of Uttar
Pradesh. In this case the court incorporated the rules as evidence as a plea of
an issue already tried in an earlier case. Judgment of this case was difficult as
the judges should apply res judicata. It was decided that res judicata is not
exhaustive and even if the matter is not directly covered under the provisions
of the section it will be considered as a case of res judicata on general
principles.
Rationale
The principle of res judicata is founded upon the principles of justice, equity,
and good conscience and it applies to various civil suits and criminal
proceedings. The purpose of this principle was to inculcate finality into
litigation.
Failure to Apply
When a court fails to apply Res Judicata and renders a divergent verdict on
the same claim or issue and if the third court faces the same issue, it will
apply a “last in time” rule. It gives effect to the later judgment and it does not
matter about the result that came differently in the second time. This
situation is typically the responsibility of the parties to the suit to bring the
earlier case to the judge’s attention, and the judge must decide how to apply
it, whether to recognize it in the first place.
The tenants moved to the High Court of Calcutta under the Civil Procedure
Code. The court applied the principle of res judicata to achieve the finality in
litigation. The result came that the original court, as well as the higher court,
can proceed for any future litigation on the basis that the previous decision
was correct.
The doctrine of res judicata says –
The 1976 Amendment Act expanded the scope of Section 11 and brought
execution proceedings within the purview of this Act. The definition of res
judicata provided under Section 11 is not exhaustive.
The rationale of the principle of res judicata can be traced to three judicial
maxims:
Nemo debet bis vexari pro una et eadem causa: This maxim
means no person shall be subject to prosecution for the same action
twice. This principle aims to protect an offender from frivolous
litigation. The aim of the criminal justice system is reformation, not
vexatious litigation against the offender.
Res judicata pro veritate accipitur: A decision of a judicial
authority must be duly accepted as correct. If the judicial decision is
not respected as conclusive, then there will be indefinite litigation,
which will lead to confusion and chaos.
Interest republicae ut sit finis litium: The interest of state lies in
an end to litigation. It is a part of the public policy of the country
that the courts should not be overburdened by the piling up of
repeated suits over the same subject matter.
The jurisprudential significance of these three principles makes res judicata a
universal concept.
A suit may also involve certain subsidiary issues that are secondary to the
primary issues. Those issues that are ancillary to the substantial and direct
issues are known as collateral or incidental issues. The doctrine of res
judicata cannot be invoked with respect to these collateral or incidental
issues.
Decision on merits
The decision of a court will operate as res judicata only if it is given on the
merits of the case. Thus, if a suit is dismissed due to an absence of
jurisdiction or if a compromise decree is passed by the court, then such a
dismissal or suit will not operate as res judicata. Similarly, if a suit is
dismissed on procedural grounds such as misjoinder of parties or due to
failure in furnishing security, then such a decision would not operate as res
judicata.
Every judicial action has its foundation in a cause of action. When the courts
pronounce a final order, the cause of action is deemed extinguished. Thus,
the same cause of action cannot be agitated again in order to claim relief
that should have been claimed in the initial suit. The cause of action cannot
survive the judgement and is deemed to have been merged in the
judgement.
Estoppel flows from the act of parties whereas res judicata is the
result of the decision of the court.
Estoppel proceeds upon the doctrine of equity, a person has induced
another to alter his position to his disadvantage can not turn around
and take advantage of such alteration. In other words, res judicata
bars multiplicity of suits and estoppel precludes multiplicity of
representation of cases.
Estoppel is a rule of evidence and is enough for the party whereas
res judicata expels the jurisdiction of a court to try a case and
prevents an enquiry at the threshold (in limine).
Res judicata forbidden a person averring the same thing twice in the
litigations and estoppel prevents the person from saying two
opposite things at a time.
According to the principle of res judicata, it presumes the truth of
decision in the former suit while the rule of estoppel precludes the
party ton deny what he or she has once called truth.
o The object of res sub judice is to prevent two concurrent
courts from entertaining the same suit simultaneously. This
ensures that two parallel litigations are not carried on with
respect to the same subject matter and the same relief.
The doctrine of res judicata, on the other hand, is to
prevent a subsequent suit from being filed over a subject
matter that has already been decided by a competent
court.
The doctrine of res subjudice is contained in Section 10 of the Code of Civil
Procedure, 1908. It provides that a court shall not admit a suit whose subject
matter is directly and substantially in issue in a previously instituted suit.
Res sub judice applies to a matter that is pending trial whereas res
judicata applies to a matter adjudicated or arbitrated.
Res subjudice prohibits the trial of a suit that is pending decision in a
previous suit whereas res judicata prohibits the trial of a suit that
has been decided in a former suit.
If any party withdraws the suit or abandons the claims, then it will be barred
by the principle of res judicata from instituting a fresh suit with respect to the
same claims.
However, if the party obtains the express permission of the court before
withdrawing the claims and the court authorises the party to institute a fresh
suit, then the same would not be barred by res judicata.
Thus, if any issue has been raised before and decided by the Supreme Court
under Article 32, then the same issue cannot be raised by the same parties
before the High Court under Article 226. Similarly, if any issue has been
decided by the High Court under Article 226, then a writ petition under Article
32 concerning the same issue and involving the same parties would be
barred by the doctrine of res judicata.
However, if any writ petition is dismissed by the High Court on any procedural
grounds due to the laches of the parties, then the same would not be
sufficient to invoke res judicata, and such a dismissal order would not bar an
alternate remedy under Article 32. Similarly, if a petition is dismissed
in limine (at the very outset) and no speaking order is made by the court,
then such a dismissal would not involve the bar of res judicata.
Lastly, if a writ petition under Article 226 is withdrawn, then there would be
no bar of res judicata as there would be no judgment on the merits of the
case.
Representative suit
A representative suit can be filed where numerous parties have a common
interest and the court permits one or a few of them to collectively represent
the interests of all the parties. The purpose of a representative suit is to avoid
complex litigation. A representative suit can be filed under Order I Rule 8 of
CPC.
The decision made in a representative suit is binding on all the parties whose
interests were represented in the suit. Explanation VI to Section 11 of the
CPC states that where bona fide litigation is initiated in respect of a common
private right or a public right, the outcome of such litigation would operate as
res judicata on all persons having an interest in that right. It is not necessary
that all the interested parties be named in the litigation. The only prerequisite
is that the interests of these persons must have been represented in a bona
fide manner by the institutor of the litigation.
The issue in the first and second case is the same; The party against whom
the doctrine is invoked had the full opportunity to litigate the issue; That
party actually litigated the issue; The issue litigated must have been
necessary to the final judgment.
The doctrine of res judicata bars the re-litigation of a claim that has already
been litigated. There are four factors that must be satisfied for res judicata to
apply:
A previous case in which the same claim was raised or could have
been raised;
The judgment in the prior case involved the same parties or their
privies;
The previous case was resolved by a final judgment on the merits;
The parties should have a fair opportunity to be heard.
For example, Abela sued John who is a supervisor for sexually harassing her
and due to that, she had to quit her job. Abela provided the evidence by
producing emails written by him. But John argued that the emails were not
real but the judge said that the emails were real and could be submitted as
evidence. After a few months after the trial, Abela filed a lawsuit against her
employer as he did not take any action about the complaint. If the emails
that were submitted by Abela, were not genuine the issue would fall under
collateral estoppel. The issue of authenticity of the emails was already
decided in the previous case and hence the court cannot redecide the issue.
The action was brought for injuries occurring at the same place and the
verdict of the court was in favour of the defendant. The facts and cause of
action were the same but the only difference was the name of the defendant.
The legal question involved was what are the rights of the plaintiff in this
case. The court refused the facts which were proven by the counsel. Hence a
nonsuit was entered because of the earlier judgment. The plaintiff should
have been permitted to call the witness but no merit was seen.
These conditions were entered in the record to enable the Court to pass the
legal question involved. The plaintiff had the right to recover under the
circumstances. The counsel made an offer to prove the facts which the court
had refused to do. A complaint was made that the plaintiff must have been
permitted to call the witness to establish the matters. The facts were
essential for the legal determination of liability before the court and consent
of both the parties were needed.
Lowe v. Haggerty
In the case of Lowe v. Haggerty, a question was raised considering the effect
of former judgment for defendant when he was sued by the guest. It was held
that a suit was bar by the driver of the car which had been struck by any
other person. There was no previous record that disclosed what was in the
first proceeding. It was held that it was not possible to determine what was
the issue involved in the previous suit. A different situation was there the
court disposed of the record made by the parties. Nonsuit was not granted in
this case and the plaintiff’s appeal was refused.
Henderson v. Henderson
Henderson v Henderson was a case in which the English Court confirmed that
a party can not raise a claim in litigation which was raised in the previous
suit. In 1808, two brothers Bethel and Jordan Henderson became business
partners and they operated in both Bristol and Newfoundland. In 1817, their
father died on a date that was not recorded. The wife of Jordan Henderson
was appointed as the administrator and she brought legal proceedings in the
Court. She also brought separate proceedings and claimed that he had failed
to provide an account as executor of the will. The Court of Appeal held that
there was no estoppel by convention and that the proceedings were an abuse
under the rule in Henderson v Henderson. The Court of Appeal held that just
one of Mr Johnson’s claims should be struck out for a reflective loss.
The court held that the rule of res judicata applies to a petition under Article
32 of the Constitution. If a petition is filed by the petitioner in the High Court
under Article 226 of the Constitution and it is dismissed on the basis of
merits, it would be operated as res judicata to bar a similar petition in the
Supreme Court under Article 32 of the Constitution.
In the case of Public Interest Litigation, the doctrine of res judicata does not
apply. As the primary object of res judicata is to bring an end to litigation so
there is no reason to extend the principle of public interest litigation.
Dismissal of special leave petition in limine does not operate as res judicata
between the parties. A fresh petition will not be filed either under Article 32
or under Article 226 of the Constitution.
The only possibility for defeating res judicata statutorily has been provided
under Section 44 of the Indian Evidence Act, 1872. This Section states that in
a suit filed in reference to a particular subject matter, a prior judgement on
the same subject matter would not be relevant if any of the parties was able
to establish that the prior judgement was delivered by an incompetent court
or was based on fraud and collusion.
The principle contained in Section 44 of the Indian Evidence Act, 1872 has
been incorporated in Section 38 of the Bharatiya Sakshya Bill, 2023.
Res judicata as a concept under administrative
law
Administrative Law deals with the structure, functions, and powers of the
organs of administration. Administrative Law is also known as regulatory law
and it is enforced by some type of government body. The law derives its
power to enforce regulation from the government body. This applies to all
public officials and agencies. An administrative body of government may
rulemaking or enforce a specific agenda. It is technically considered as a
branch of public law. The administrative authority is different from the
legislative and judicial authority and necessitates the power to issue rules
and regulations that are based on grant licenses and permits. The basic
principles of this law are that no person shall be unheard or deprived of his
right and a person cannot be a judge on his own in a case.
Res judicata works as a working principle under administrative law and has
been adopted from the Civil Procedure Code.
The title to real estate and the right to collect rent depended upon one and
the same construction of a will. In an interpleader over the rents, A got the
decree. B appealed, without supersedeas, and secured a reversal, but, before
his appeal was decided, A had sued him in ejectment, invoking the decree,
and recovered a judgment for the real estate. B did not appeal from this
judgment, but, after the reversal of the decree, he sued A in ejectment for
the land, relying upon the reversal.
Conclusion
The Doctrine of Res Judicata can be understood as something which restricts
either party to “move the clock back” during the pendency of the
proceedings. The extent of res judicata is wide and it includes a lot of things
which even include Public Interest Litigations. This doctrine can be applied
outside the Code of Civil Procedure and covers a lot of areas which are
related to the society and people. The scope and the extent have widened
with the passage of time and the Supreme Court has elongated the areas
with its judgments.